Notification of Transactions of Directors/PDMRS
Carnival Corporation & plc
Notification of Transactions of Directors/PDMRS
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1 |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Arnold W. Donald |
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2 |
Reason for the notification |
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a) |
Position/status |
President & Chief Executive Officer of Carnival Corporation & plc / Director |
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b) |
Initial notification/ Amendment |
Initial Notification |
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3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Carnival Corporation |
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b) |
Legal Entity Identifier |
F1OF2ZSX47CR0BCWA982 |
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4A |
Details of the transaction: 1 |
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a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
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b) |
Nature of the transaction |
Automatic vesting of restricted stock units (including dividend equivalents accumulated thereto during the restricted period) on December 24, 2019 as a result of the Reporting Person becoming eligible for retirement due to his age. |
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c) |
Price(s) and volume(s) |
Price(s) $50.94 |
Volume(s) 23,337 |
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d) |
Aggregated information - Aggregated volume - Price |
23,337 $50.94 |
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e) |
Date of the transaction |
2019-12-24 |
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f) |
Place of the transaction |
Off Market |
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4B |
Details of the transaction: 2 |
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a) |
Description of the financial instrument, type of instrument Identification code |
Common stock with a nominal value of US$0.01 per share
CUSIP: 143658300 |
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b) |
Nature of the transaction |
Represents a surrender of shares to satisfy the tax obligation on the vesting of restricted stock units released on December 24, 2019 as a result of the Reporting Person becoming eligible for retirement due to his age. |
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c) |
Price(s) and volume(s) |
Price(s) $50.94 |
Volume(s) 18,020 |
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d) |
Aggregated information - Aggregated volume - Price |
18,020 $50.94 |
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e) |
Date of the transaction |
2019-12-24 |
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f) |
Place of the transaction |
Off Market |
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Arnaldo Perez
General Counsel & Secretary
Carnival Corporation & plc
3655 NW 87th Avenue
MLGL-815
Miami, FL 33178
T: 305.599.2600
