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Notification of Transactions of Directors/PDMRS

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Arnold W. Donald

2

Reason for the notification

a)

Position/status

President, Chief Executive Officer & Director of Carnival Corporation & plc

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of shareholder equity alignment restricted stock units ("SEA RSUs") pursuant to the Carnival Corporation 2011 Stock Plan.  Each SEA RSU represents one share of Carnival Corporation ("Carnival") common stock.  The SEA RSUs vest as a percentage of the target number granted based on achievement of pre-defined goals. Each holder of SEA RSUs may earn 0%-300% of the stated target amount of SEA RSUs adjusted based on the compound annual growth rate of absolute total shareholder return over the 2018-2020 fiscal year's period, which is then modified from 33%-200% by Carnival's ranking relative to the compound annual growth rate of the total shareholder return of Carnival Corporation & plc's fiscal 2017 peer group, for the same period. The overall potential earned value is capped at 7 times the grant date target value.

c)

Price(s) and volume(s)

Price(s)

$.00

Volume(s)

35,000

d)

Aggregated information

- Aggregated volume

- Price

 

35,000

$.00

e)

Date of the transaction

2018-4-10

f)

Place of the transaction

Off Market

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Sir Jonathon Band

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Jason Glen Cahilly

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Helen Deeble

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Richard Glasier

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Debra Kelly-Ennis

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 


 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Sir John Parker

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Stuart Subotnick

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Laura Weil

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 

1

Details of the person discharging managerial responsibilities/person closely associated

a)

Name

Randall Weisenburger

2

Reason for the notification

a)

Position/status

Director

b)

Initial notification/ Amendment

Initial Notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Carnival Corporation

b)

Legal Entity Identifier

F1OF2ZSX47CR0BCWA982

4

Details of the transaction

a)

Description of the financial instrument, type of instrument

Identification code

Common stock with a nominal value of US$0.01 per share

 

CUSIP: 143658300

b)

Nature of the transaction

Grant of restricted shares in Carnival Corporation common stock, made to non-executive directors pursuant to the Carnival Corporation 2011 Stock Plan.  The restriction on the shares lapses on the third anniversary of the grant date.

c)

Price(s) and volume(s)

Price(s)

$0.00

Volume(s)

2,749

d)

Aggregated information

- Aggregated volume

- Price

 

2,749

$0.00

e)

Date of the transaction

2018-04-11

f)

Place of the transaction

Off Market

 

Arnaldo Perez

General Counsel & Secretary

Carnival Corporation & plc

3655 NW 87th Avenue

MLGL-815

Miami, FL 33178

T: 305.599.2600

"Safe Harbor" Statement under the Private Securities Litigation Reform Act of 1995: Statements in this press release regarding Carnival Corporation (PR)'s business which are not historical facts are "forward-looking statements" that involve risks and uncertainties. For a discussion of such risks and uncertainties, which could cause actual results to differ from those contained in the forward-looking statements, see "Risk Factors" in the Company's Annual Report or Form 10-K for the most recently ended fiscal year.