SEC Filings

DEF 14A
CARNIVAL CORP filed this Form DEF 14A on 03/07/2019
Entire Document
 


Table of Contents

SHARE OWNERSHIP

Share Ownership of Certain Beneficial Owners and Management

 

Micky Arison, Chairman of the Board of each of Carnival Corporation and Carnival plc, certain other members of the Arison family and trusts for their benefit (collectively, the “Arison Group”), beneficially own shares representing approximately 24.6% of the voting power of Carnival Corporation and approximately 18.7% of the combined voting power of Carnival Corporation & plc and have informed us that they intend to cause all such shares to be voted in favor of Proposals 1 through 20. The table below begins with the ownership of the Arison Group.

 

   Name and Address of Beneficial

   Owners or Identity of Group(1)

 

Amount and Nature of

Beneficial Ownership of

Carnival Corporation

Common Stock*

 

Percentage of

Carnival

Corporation

Common Stock

 

Amount and

Nature of

Beneficial

Ownership of

Carnival plc

Ordinary

Shares

 

Percentage of

Carnival plc

Ordinary

Shares

 

 Percentage of 

Combined

Voting

Power**

MA 1994 B Shares, L.P.

      85,736,445 (2)(3)        16.3 %       0             12.4 %

MA 1994 B Shares, Inc.

      85,736,445 (2)(3)        16.3 %       0             12.4 %

Artsfare 2005 Trust No. 2
c/o SunTrust Delaware Trust Company
1011 Centre Road,
Suite 108
Wilmington, DE 19805

      35,465,423 (2)(5)        6.7 %       0             5.1 %

Verus Protector, LLC
Two Alhambra Plaza, Suite 1040
Coral Gables, FL 33134

      35,465,423 (2)(4)        6.7 %       0             5.1 %

Richard L. Kohan
Two Alhambra Plaza, Suite 1040
Coral Gables, FL 33134

      126,138,034 (2)(5)(11)        23.9 %       0             18.2 %

MBA I, L.P.
SunTrust Delaware Trust Company
1011 Centre Road, Suite 108
Wilmington, DE 19805

      900,000 (2)(6)        * **       0             * **

Artsfare 2003 Trust
SunTrust Delaware Trust Company
1011 Centre Road, Suite 108
Wilmington, DE 19805

      2,147,946 (2)(6)(11)        * **       0             * **

James M. Dubin
Madison Place Partners, LLC
One Madison Place
Harrison, NY 10528

      90,671,611 (2)(7)(9)        17.2 %       0             13.1 %

JMD Delaware, LLC

      87,419,457 (2)(7)(9)        16.6 %       0             12.6 %

Nickel 2015-94 B Trust
1313 North Market Street
Suite 5300
Wilmington, DE 19801

      85,736,445 (2)(3)        16.3 %       0             12.4 %

SunTrust Delaware Trust Company
1011 Centre Road, Suite 108
Wilmington, DE 19805

      36,015,423 (2)(8)        6.8 %       0             5.2 %

KLR, LLC
Two Alhambra Plaza, Suite 1040
Coral Gables, FL 33134

      87,419,457 (2)(10)        16.6 %       0             12.6 %

BlackRock, Inc.
55 East 52nd Street
New York, NY 10022

      29,824,886 (12)        5.7 %       15,323,044 (13)        9.2 %       6.5 %

Causeway Capital Management LLC
11111 Santa Monica Boulevard
Los Angeles, CA 90025

      0             10,047,568 (14)        6.1 %       1.5 %

*, ** and *** have the same meanings as indicated in the table above.

 

(1)

The address unless otherwise noted is 1201 North Market Street, Wilmington, DE 19899.

(2)

The Arison Group has filed a joint statement on Schedule 13D with respect to the shares of Carnival Corporation common stock held by such persons. Each member of the Arison Group may be deemed to own the shares of common stock held by all other members of the Arison Group.

(3)

MA 1994 B Shares, L.P. (“MA 1994, L.P.”) owns 85,736,445 shares of common stock. The general partner of MA 1994, L.P. is MA 1994 B Shares, Inc. (“MA 1994, Inc.”), which is wholly-owned by the Nickel 2015-94 B Trust, a trust established for the benefit of Mr. Arison and members of his family (the “B Trust”). The sole limited partner of MA 1994, L.P. is the B Trust. Under the terms of the instrument governing the B Trust, Mr. Arison has the sole right to vote and direct the sale of the common stock indirectly held by the B Trust. By virtue of the limited partnership agreement of MA 1994, L.P., MA 1994,

 

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