SEC Filings

CARNIVAL CORP filed this Form DEF 14A on 03/07/2019
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and the trust shares (including the beneficial interest in the Carnival plc special voting share) are listed and trade together on the New York Stock Exchange under the ticker symbol “CCL.” Accordingly, each holder of Carnival Corporation common stock is also deemed to be the beneficial owner of an equivalent number of trust shares.


As of November 30, 2018, includes (i) 3,251,154 shares of common stock held by the Nickel 2003 Revocable Trust, (ii) 85,736,445 shares of common stock held by MA 1994 B Shares, L.P., (iii) 35,465,423 shares of common stock held by the Artsfare 2005 Trust No. 2 by virtue of the authority granted to Mr. Arison under the last will of Ted Arison, (iv) 841,506 shares of common stock held by the NA 2008 Trust and (v) 841,506 shares held by the KA 2008 Trust.


Includes 350,725 shares held by The Arnold W. Donald Revocable Trust UAD 5/26/98.


Ms. Lahey was appointed in January 2019.


Includes 7,000 shares owned by Barclays Wealth on behalf of Barnett Waddingham, the trustee of Sir John Parker’s Fixed Unapproved Restricted Retirement Scheme of which Sir John Parker is a discretionary beneficiary.

The following changes in the above share interests occurred between December 1, 2018 and January 17, 2019:


     Carnival plc    Carnival Corporation




Jan. 17, 2019



Dec. 1, 2018



Jan. 17, 2019



Dec. 1, 2018   


   Sir Jonathon Band

       -        -        20,152        20,051

   Arnold W. Donald

       -        -        430,383        421,291

   Debra Kelly-Ennis

       -        -        24,845        24,628

   Richard Glasier

       -        -        23,124        23,093

   Sir John Parker

       -        -        26,104        25,992

   Stuart Subotnick

       -        -        46,806        46,730

   Laura Weil

       -        -        44,358        44,108

   Randall J. Weisenburger

       -        -        99,000        98,659



  Total Pension Entitlements (audited)

Details of the retirement benefits of current Directors arising from their participation in defined benefit pension arrangements are as follows:


   Executive Director  

Accrued Benefit(1)

at Nov. 30, 2018



Increase/(Decrease) in

Accrued Benefits

Including Inflation



Value of


in Accrued Benefits   

Net of Inflation

and Directors’



   Micky Arison

  2       2   (18)

   Arnold W. Donald

  -       -   -



The accrued benefit is that pension which would be paid annually on retirement at the normal retirement age of 65 under the Retirement Plan described in Part I based on service to November 30, 2018. Current Directors are not entitled to any early retirement benefits.



  Payments for Loss of Office (audited)

No payments for loss of office (as that term is defined in the LMGC Regulations) were made during the year.

On Behalf of the Board



Randall J. Weisenburger

Chair of the Compensation Committees

January 28, 2019


B-14           Carnival plc Directors’ Remuneration Report – Part II