SEC Filings

DEF 14A
CARNIVAL CORP filed this Form DEF 14A on 03/07/2019
Entire Document
 


Table of Contents

ANNEX B

 

The following table shows the total outstanding shares under any incentive plans.

 

    Shares
(including Restricted  Shares and RSUs)
   Executive Director  

Grants

Without

Performance

Conditions

That Have

Not Vested

 

Grants With

Performance

Conditions

That Have

Not Vested

 

No. of Shares   

Acquired on

Vesting

   Micky Arison

      -       -       -

   Arnold W. Donald

      101,032       212,050 (1)        95,351

 

   Non-Executive Director

 

   

   Sir Jonathon Band

      8,560       N/A       3,369

   Jason Glen Cahilly

      2,749       N/A       -

   Helen Deeble

      5,458       N/A       -

   Richard J. Glasier

      8,560       N/A       3,369

   Debra Kelly-Ennis

      8,560       N/A       3,369

   Katie Lahey

      -       N/A       -

   Sir John Parker

      8,560       N/A       3,369

   Stuart Subotnick

      8,560       N/A       3,369

   Laura Weil

      8,560       N/A       3,369

   Randall J. Weisenburger

      8,560       N/A       3,369

 

(1)

Additional shares will be provided for the 2016 PBS grant to take into account dividend reinvestment during the period.

The aggregate gain on shares that vested during fiscal 2018 was $8,109,224, based on the closing price of Carnival Corporation common stock on the vesting dates of the shares. All Directors receive Carnival Corporation common stock, which are denominated in U.S. dollars.

Details of the Directors’ interests are as follows*:

 

     Carnival plc   Carnival Corporation
   Directors    Dec. 1, 2017   Nov. 30, 2018   Dec. 1, 2017 **    Nov. 30, 2018 **   

   Micky Arison(1)

       -       -       126,136,034        126,136,034

   Sir Jonathon Band

       -       -       20,833        20,051

   Jason Glen Cahilly

       -       -       0        2,749

   Helen Deeble

       -       -       2,709        5,458

   Arnold W. Donald

       -       -       451,996        421,291 (2) 
         
         

   Richard J. Glasier

       -       -       24,525        23,093

   Debra Kelly-Ennis

       -       -       21,234        24,628

   Katie Lahey(3)

       N/A       N/A       N/A        N/A

   Sir John Parker

       10,004 (4)        10,004 (4)        22,915        25,992

   Stuart Subotnick

       -       -       43,713        46,730

   Laura Weil

       -       -       40,600        44,108

   Randall J. Weisenburger

       -       -       94,845        98,659

 

*

For consistency with Part I, the above table includes restricted stock (but not RSUs) held.

**

As part of the establishment of the DLC arrangement, Carnival plc issued a special voting share to Carnival Corporation, which transferred such share to the trustee of the P&O Princess Special Voting Trust (the “Trust”), a trust established under the laws of the Cayman Islands. Shares of beneficial interest in the Trust were transferred to Carnival Corporation. The trust shares represent a beneficial interest in the Carnival plc special voting share. Immediately following the transfer, Carnival Corporation distributed such trust shares by way of a dividend to holders of shares of common stock of Carnival Corporation. Under a pairing agreement, the trust shares are paired with, and evidenced by, certificates representing shares of Carnival Corporation common stock on a one-for-one basis. In addition, under the pairing agreement, when a share of Carnival Corporation common stock is issued to a person after the implementation of the DLC arrangement, a paired trust share will be issued at the same time to such person. Each share of Carnival Corporation common stock and the paired trust share may not be transferred separately. The Carnival Corporation common stock

 

Carnival plc Directors’ Remuneration Report – Part II  

 

    B-13